• posted: Jan. 12, 2023
• FINRA,  stock losses,  Securities Arbitration

Risks of an Over Concentrated Account Read More

• posted: Jan. 09, 2023

FINRA Award Recommending Expungement Against Wells Fargo Clearing Services, LLC. Read More

• posted: Nov. 02, 2022

FINRA ARBITRATORS HOLD INTERACTIVE BROKERS, LLC LIABLE TO CUSTOMER Read More

• posted: May 11, 2022

Recovery for GWG L Bonds Investors Read More

• posted: Jan. 05, 2022
• NY LIFE SECURITIES,  NARITH LONG

FINRA ARBITRATION FILED AGAINST NEW LIFE SECURITIES LLC Read More

• posted: Oct. 26, 2021
• finra,  sec,  arbitration,  ponzi scheme,  oppenheimer

LAW OFFICES OF DAVID HARRISON, P.C. Investigates FINRA Claims for Oppenheimer Customers Who Invested in Horizon Private Equity III Read More

• posted: Dec. 24, 2020
• finra,  finra arbitration,  securities arbitration,  stock losses,  ubs,  yes strategy

UBS FINRA Securities Arbitrations Read More

• posted: Dec. 15, 2020
• finra,  finra arbitration,  #finra,  @finra-arb.com,  #finraarbitiration,  #stocklosses,  #ubs,  #citigroup

Lost Money in Leveraged Energy Exchanged Traded Products (“ETPs”)? Read More

• posted: Oct. 01, 2020
• finra,  arbitration,  securities arbitration,  expungements,  #finra,  #registered rep

FINRA MOVES TO RESTRICT EXPUNGEMENTS FURTHER Read More

• posted: Aug. 06, 2020
• FINRA,  Expungement,  Stockbroker,  Registered Representative,  FINRA Code of Arbitration Procedure

FINRA Expungement Fees Set to Increase Read More

• posted: Jun. 25, 2020
• finra,  securities arbitration,  investment losses,  finra arbitrations,  attorney david harrison

Better Housing Foundation deals in Illinois receive SEC scrutiny Read More

• posted: Jun. 19, 2020

FINRA Expungements – Arbitration Costs Will Drastically Increase Read More

• posted: May 19, 2020

Exchange-traded products (“ETPs”) provide different types of exposure to the oil market through product structures, which many investors and investment professionals do not understand. The performance of these products may Read More

• posted: Apr. 28, 2020
• finra arbitration,  david harrison,  mlp,  master limited partnership,  oil investment

MLP in Retirement Amount May Cause Immediate Taxes Read More

• posted: Apr. 27, 2020
• finra,  investment losses,  stock losses,  david harrison,  eldery,  elderly investors,  seniors,  seniors and investing,  finra arbiration,  finra regulation,  securities attorney

FINRA Proposes Enhancements to Protect Senior Investors from Financial Harm Read More

• posted: Apr. 22, 2020
• finra,  sec,  arbitration,  oil,  interactive brokers,  margin,  investigation

Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group Read More