LAW OFFICES OF DAVID HARRISON, P.C. Investigates FINRA Claims for Oppenheimer Customers Who Invested in Horizon Private Equity III
- posted: Oct. 26, 2021
LAW OFFICES OF DAVID HARRISON, P.C. Investigates FINRA Claims for Oppenheimer Customers Who Invested in Horizon Private Equity III Read More
FINRA MOVES TO RESTRICT EXPUNGEMENTS FURTHER
- posted: Oct. 01, 2020
FINRA MOVES TO RESTRICT EXPUNGEMENTS FURTHER Read More
Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group
- posted: Apr. 22, 2020
Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group Read More
Oil and Gas Structured Notes May Cause Losses
- posted: Mar. 18, 2020
Oil and Gas Structured Notes May Cause Losses Read More
How Stockbrokers Protect Accounts When Switching Brokerage Firms
- posted: Feb. 07, 2020
Stockbrokers should memorialize in their employment agreement with the brokerage firm clarifying and defining who the customer belongs to and the scope of solicitation. It is worthy to note financial rules, industry Read More