Viewing 1 - 4 out of 4 posts

FINRA MOVES TO RESTRICT EXPUNGEMENTS FURTHER

FINRA MOVES TO RESTRICT EXPUNGEMENTS FURTHER Read More

Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group

Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group Read More

Oil and Gas Structured Notes May Cause Losses

Oil and Gas Structured Notes May Cause Losses Read More

How Stockbrokers Protect Accounts When Switching Brokerage Firms

Stockbrokers should memorialize in their employment agreement with the brokerage firm clarifying and defining who the customer belongs to and the scope of solicitation. It is worthy to note financial rules, industry Read More

Viewing 1 - 4 out of 4 posts

Contact Us

Please fill out the form below and our attorney will contact you.

!
!
!

Office Location

  • Beverly Hills Office

    Address

    9454 Wilshire Boulevard
    Suite 303
    Beverly Hills, California 90212