• posted: Nov. 13, 2023
• finra,  sec,  investments,  private equity,  investors

Dangers Investing in Private Equity Read More

• posted: Oct. 26, 2021
• finra,  sec,  arbitration,  ponzi scheme,  oppenheimer

LAW OFFICES OF DAVID HARRISON, P.C. Investigates FINRA Claims for Oppenheimer Customers Who Invested in Horizon Private Equity III Read More

• posted: Apr. 22, 2020
• finra,  sec,  arbitration,  oil,  interactive brokers,  margin,  investigation

Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group Read More

• posted: Mar. 25, 2020
• finra,  sec,  investment losses,  stock losses,  ubs,  etracs,  etns,  etfs

LAW OFFICES OF DAVID HARRISON, P.C. IS INVESTIGATING UBS ETRACS Read More

• posted: Feb. 04, 2020
• finra,  customer complaints,  stockbroker,  brokerage firms,  suitability,  new account document,  know your customer,  sec,  investments,  investment objectives

The Importance of New Account Information in Knowing Securities Customers Read More