Viewing 49 - 64 out of 69 posts

Did My Stockbroker/Financial Advisor Do Anything Wrong By Concentrating My Account In Oil?

Did My Stockbroker/Financial Advisor Do Anything Wrong By Concentrating My Account In Oil? Read More

Midstream Energy Master Limited Partnerships are Approaching “Junk” Status

On April 3, 2020, in a research note to clients (“Navigating Credit Risks in the Midstream Sector”), Bank America – Merrill Lynch noted that the rating agency Standard & Poors Read More

Are Energy Master Limited Partnerships (MLPs) Running on Empty?

On March 17, 2020, Fitch Ratings downgraded senior notes to ‘A’ from ‘AAA’ and preferred shares to ‘BBB’ from ‘AA or ‘A’ of 10 midstream energy closed-end funds (CEFs) following Read More

REITs come under selling pressure, losses to mount

Real estate investment trusts (REITs) that purchase mortgage-backed securities are playing a prominent role in the current market turmoil, dumping their holdings in response to margin calls by their banks. Read More

What Will Wall Street do With the Junk Bonds in their Inventories?

What Will Wall Street do With the Junk Bonds in their Inventories? Read More

Law Offices Of David Harrison Announce Investigation into the Unstability of Morgan Stanley’s Trading Platform

Morgan Stanley Wealth Management’s technology systems crumpled today, preventing brokers and clients from viewing account information and placing orders.“[O]rder entry and order status continues to experience issues and may be Read More

LAW OFFICES OF DAVID HARRISON, P.C. ARE INVESTIGATING UBS ETRACS

LAW OFFICES OF DAVID HARRISON, P.C. IS INVESTIGATING UBS ETRACS Read More

LAW OFFICES OF DAVID HARRISON, P.C. ANNOUNCE INVESTIGATION INTO THE UNSTABILITY OF MORGAN STANLEY’S TRADING PLATFORM

Morgan Stanley Wealth Management’s technology systems crumpled today, preventing brokers and clients from viewing account information and placing orders. “[O]rder entry and order status continues to experience issues and may be Read More

Oil & Gas Investments are Getting Crushed by Volatile Market Conditions

Oil & Gas Investments are Getting Crushed by Volatile Market Conditions Read More

Retirees – Did Your Broker Load You Up On Oil?

Retirees suffered market losses in oil Read More

Financial Crisis Redux?

Collateralized Loan Obligations May Cause the Next Financial Crisis Read More

Margin Accounts May be Inherently Unsuitable in Volatile Market Conditions

Margin is Unsuitable in Volatile Markets Read More

Oil and Gas Structured Notes May Cause Losses

Oil and Gas Structured Notes May Cause Losses Read More

Law Offices of David Harrison Investigates Brokerage Firms Over-Concentrating Investors in Oil and Gas Products

Economist Harry Markowitz received the Nobel Memorial Prize in Economic Sciences for his seminal work in establishing the Modern Portfolio Theory (“MPT”) in 1990.  MPT relates to maximizing the return Read More

California Oil Ponzi Scheme

California Ponzi Scheme Read More

Obligations of a Stockbroker

Stockbroker's Obligations to Customers Read More

Viewing 49 - 64 out of 69 posts

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