• posted: Apr. 27, 2020
• finra,  investment losses,  stock losses,  david harrison,  eldery,  elderly investors,  seniors,  seniors and investing,  finra arbiration,  finra regulation,  securities attorney

FINRA Proposes Enhancements to Protect Senior Investors from Financial Harm Read More

• posted: Apr. 22, 2020
• finra,  sec,  arbitration,  oil,  interactive brokers,  margin,  investigation

Law Offices of David Harrison, P.C. are investigating Interactive Brokers Group Read More

• posted: Apr. 21, 2020

Did My Stockbroker/Financial Advisor Do Anything Wrong By Concentrating My Account In Oil? Read More

• posted: Apr. 14, 2020

On April 3, 2020, in a research note to clients (“Navigating Credit Risks in the Midstream Sector”), Bank America – Merrill Lynch noted that the rating agency Standard & Poors Read More

• posted: Apr. 02, 2020
• stock losses,  oil,  mlp

On March 17, 2020, Fitch Ratings downgraded senior notes to ‘A’ from ‘AAA’ and preferred shares to ‘BBB’ from ‘AA or ‘A’ of 10 midstream energy closed-end funds (CEFs) following Read More

• posted: Mar. 27, 2020

Real estate investment trusts (REITs) that purchase mortgage-backed securities are playing a prominent role in the current market turmoil, dumping their holdings in response to margin calls by their banks. Read More

• posted: Mar. 26, 2020
• finra,  investment losses,  stock market losses,  junk bonds,  bonds

What Will Wall Street do With the Junk Bonds in their Inventories? Read More

• posted: Mar. 26, 2020

Morgan Stanley Wealth Management’s technology systems crumpled today, preventing brokers and clients from viewing account information and placing orders.“[O]rder entry and order status continues to experience issues and may be Read More

• posted: Mar. 25, 2020
• finra,  sec,  investment losses,  stock losses,  ubs,  etracs,  etns,  etfs

LAW OFFICES OF DAVID HARRISON, P.C. IS INVESTIGATING UBS ETRACS Read More

• posted: Mar. 25, 2020
• finra,  investment losses,  morgan stanley,  trading losses

Morgan Stanley Wealth Management’s technology systems crumpled today, preventing brokers and clients from viewing account information and placing orders. “[O]rder entry and order status continues to experience issues and may be Read More

• posted: Mar. 24, 2020

Oil & Gas Investments are Getting Crushed by Volatile Market Conditions Read More

• posted: Mar. 23, 2020
• finra,  finra arbitration,  retirees,  oil,  david harrison

Retirees suffered market losses in oil Read More

• posted: Mar. 23, 2020
• finra,  securities arbitration,  clo,  loans.,  stock market losses

Collateralized Loan Obligations May Cause the Next Financial Crisis Read More

• posted: Mar. 23, 2020

Margin is Unsuitable in Volatile Markets Read More

• posted: Mar. 18, 2020
• finra,  arbitration,  investment losses,  oil losses,  stock losses,  retirees

Oil and Gas Structured Notes May Cause Losses Read More

• posted: Mar. 10, 2020

Economist Harry Markowitz received the Nobel Memorial Prize in Economic Sciences for his seminal work in establishing the Modern Portfolio Theory (“MPT”) in 1990.  MPT relates to maximizing the return Read More