California Securities Attorney Helps Victims of Investment Misconduct

Beverly Hills lawyer pursues your right to hold brokers accountable in arbitration

The Law Office of David Harrison, P.C., located in southern California, was established in 2004 to arbitrate the claims of investors throughout the United States who have lost money due to financial advisors and brokers engaging in misconduct such as churning accounts, misrepresentation or failing to disclose important information. Using the experience we have accumulated since 1996, we will explain the applicable laws and develop a strategy that helps you recover the investment you trusted your broker to handle properly.

Results-oriented attorney aggressively asserts investors’ rights

It’s important to have an experienced lawyer on your side when you’re up against the legal team defending an investment brokerage. Clients benefit from our services because we are:

  • A thorough strategist — Because we’ve defended claims as an attorney for a major securities brokerage, we understand their thinking and how to use that to your advantage when developing a legal strategy.
  • An aggressive advocate — We have 15 years of experience fighting for clients who have been the victim of stock broker fraud, and we will work tirelessly until your claims are settled or decided.
  • An effective settlement negotiator — Our experience representing both sides of claims similar to yours helps us to find agreeable proposals that can resolve your dispute as efficiently as possible.

In every case, we will use our familiarity with applicable laws to help you understand the strengths and weakness of your case so that you can make informed and intelligent decisions.

Seasoned advocate helps you achieve positive results in securities arbitration

You entrust your money to investment brokers because they are in a better position than their customers to know important information about investments, and they are required to correctly disclose that information in order to help you make decisions that ultimately benefit you. Sometimes, however, brokerage firms don’t properly invest your money or supervise their employees, or individual brokers may engage in needless trading, churning your account to generate commissions.

If you have been the victim of broker misconduct, you have a right to hold the firm and, in some cases, the individual broker or adviser accountable in securities arbitration before the Financial Industry Regulatory Authority (FINRA). This process, similar to a trial in court, results in a judgment that is binding on all parties. We have a track record of success in these cases and will counsel you at every step of the way, from initial evaluation of your claim through to a final judgment. We also pursue negotiation and nonbinding mediation if it appears that a favorable settlement is attainable. However, we do not hesitate to proceed to arbitration if alternative dispute methods prove unsuccessful.

Contact an experienced securities lawyer for a free consultation

The Law Office of David Harrison, P.C. in Beverly Hills serves investors throughout the United States in securities arbitration matters. If you’ve lost money because of a bad broker or advisor, call us at 310-499-4732 or contact us online to schedule a free consultation.

Contact Us

Please fill out the form below and our attorney will contact you.


Office Location

  • Beverly Hills Office


    9454 Wilshire Boulevard
    Suite 820
    Beverly Hills, California 90212